AI Employee for Financial Advisors
A dedicated AI Operation Engine that handles the workflow around your advice: client onboarding, fact-find collation, SOA drafting, review tracking. Single-tenant on AWS Sydney. ASIC RG 255 aligned.
What an Advisor's AI Employee Does
Client Onboarding
Collects fact-find documents, verifies IDs, sets up portal access, and prepares the engagement file. Every step logged.
SOA Drafting
Drafts Statements of Advice from your templates, populated from the fact find. Format, structure, consistency. You review and approve.
Annual Review Tracking
Tracks ongoing fee arrangements, sends review reminders, prepares review packs, and flags clients overdue for engagement.
Compliance Filing
Assembles compliance files, indexes documents to ASIC requirements, prepares audit-ready exports.
Built Around the Regulatory Reality
Personal financial advice is regulated. The AI does the workflow; the advisor does the advice. Every action is logged, attributable, and reversible. Aligned with ASIC RG 255 (digital advice) and APRA CPS 234 (information security).
ASIC RG 255
Workflows aligned with digital advice expectations.
APRA CPS 234
Information security designed to APRA expectations.
Human Sign-Off
No autonomous advice delivery. Ever.
Related Reading
The AI Employee Pillar
Sovereignty, single-tenant architecture, finance industry roadmap.
What Is an AI Employee?
Category guide. How an AI Employee differs from ChatGPT and Copilot.
AI Employee for Accountants
Currently live. Xero, BAS, multi-client, white-label reporting.
AI Employee for Auditors
Sampling, working papers, evidence review. Early access.
Join the Advisor Early Access
Be among the first Australian advice practices to deploy a sovereign, audit-ready AI Employee.
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